Securities Litigation: Additional Highlights
- Represented a senior tax executive at one of the world’s largest banking and financial institutions in an SEC investigation pertaining to questions of tax accounting in the context of an acquisition
- Represented a well-known media figure who was a witness in an SEC investigation into insider trading related to the media figure’s contract with a broadcast entity
- Settled Sab EC disgorgement proceeding and accompanying civil litigation against an individual client on favorable terms
- Obtained favorable settlement and dismissal of all claims, including $5 million fraud claim, asserted against broker and his firm in NASD mediation
- Represented one of multiple defendants in criminal case in U.S. District Court for the Southern District of New York involving stock fraud scheme; after month-long jury trial, our client was only defendant to be acquitted
- Successfully prosecuted securities and common law fraud and RICO claims against multinational company and achieved global settlement of all disputes between parties in multiple litigations and venues
