Compliance Reporter Breakfast Briefings
Partner Jeffrey Alberts, head of Pryor Cashman’s White Collar Defense and Investigations Practice, will be a panelist at the Compliance Reporter’s Breakfast Briefing on June 23, 2015 at The Lambs Club in New York City.
The Breakfast Briefing will feature legal and compliance experts tackling the key areas that Chief Compliance Officers (CCOs) should be focusing on to ensure they remain safe while also fulfilling their duties to their firms. Topics for discussion include:
•What lessons can we learn from recent enforcements?
•What do the SEC and other regulators expect of CCOs?
•Where might CCOs find themselves held liable in enforcements against their firms?
•What should you do if you don’t get help from management?
•How can CCOs best locate their roles within firms and craft their job descriptions?
For more information and to register for the Breakfast Briefing, which begins at 8:30 a.m., please click here.
