OCC Files Charges Against Former Compliance Officer

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On May 17, 2018 the Office of the Comptroller of the Currency made public a Notice of Charges filed against Rabobank’s former Chief Compliance Officer, Laura Akahoshi. The central allegations against Ms. Akahoshi are that she failed to comply with the OCC examiners’ requests and concealed a draft audit report that found deficiencies in Rabobank’s BSA/AML program.