Investment Management

Publications

December 29, 2025 Articles

Back to the Futures: CFTC’s No-Action Letter Largely Reinstates 2003’s Regulation 4.13(a)(4) on an Interim Basis

June 20, 2025 Articles

Business Development Companies and Nuclear Fusion Startups: Broadening Investor Access

April 01, 2025 Articles

SEC Staff Releases Updated Responses to Marketing Rule FAQs

January 28, 2025 Articles

Key Developments For Public Companies and Investors In 2025

By Michael T. Campoli

May 28, 2024 Articles

Weinstein Q&A: How I Made Partner

Law.com

November 21, 2023 Articles

Navigating FCPA Challenges: How Lifecore’s Self-Reporting Avoided DOJ Prosecution

By Jeffrey Alberts and Bertrand Fry

September 25, 2023 Articles

Rose Speaks to Regulatory Compliance Watch About Fiduciary Exception to Attorney-Client Privilege

Regulatory Compliance Watch

September 18, 2023 Articles

New SEC Rules for Investment Advisers and Private Funds: An Overview of Requirements and Challenges

By Bertrand Fry and Robert Friedman

September 15, 2023 Articles

Rose and Young Discuss Fiduciary Exceptions in Attorney-Client Privilege

PlanAdviser

August 17, 2023 Articles

Rose Breaks Down the Fiduciary Exception to Attorney-Client Privilege

Hedge Fund Law Report

July 31, 2023 Articles

Remmel Comments on NAV Loan Risks

Private Debt Investor

May 25, 2021 Legal Updates

FDIC Significantly Revises Intra-Agency Appeals Guidelines

Published by The Banking Law Journal

September 06, 2019 Articles

How NY-Based Investment Managers Can Craft Enforceable Non-Competes

July 12, 2019 FinTech Monitor

SEC and FINRA Issue Joint Statement on Broker-Dealer Custody of Digital Asset Securities

May 28, 2019 Articles

How Non-Reliance Clauses Can Protect Fund Managers From Investor Claims of Misrepresentation

April 08, 2019 Articles

How Fund Managers Can Mitigate the Impact of Litigation on Their Transactions and Relationships

June 06, 2018 Legal Updates

What is the CLOUD Act and How Does it Impact the U.S. Government’s Access to Foreign Data?

April 05, 2018 Articles

Soloway Assesses Digital Threats to the Hospitality Industry

December 07, 2017 FinTech Monitor

SEC’s Cyber Unit Files Fraud Charges Relating to PlexCoin ICO

December 01, 2017 FinTech Monitor

CFTC Announces Launch of Bitcoin Futures for Trading on CME, CBOE and Cantor Exchange

November 06, 2017 FinTech Monitor

Possible Launch of Bitcoin Futures by CME Group

June 28, 2017 Legal Updates

Constitutionality of In-House SEC Judges Expected to Face Supreme Court Review

March 30, 2017 FinTech Monitor

SEC Halts Launch of SolidX Bitcoin Trust ETF

March 13, 2017 FinTech Monitor

SEC Blocks Launch of Winklevoss Bitcoin Trust ETF

April 18, 2016 FinTech Monitor

CFTC's Giancarlo Supports Expanded Use of Blockchain

April 13, 2016 FinTech Monitor

SEC Chair Mary Jo White Addresses Regulatory Challenges Presented by FinTech

February 24, 2016 Articles

Alberts and Fry Author “Is Bitcoin a Security?” Article for Boston University School of Law Journal of Science & Technology Law

November 02, 2015 FinTech Monitor

Recent Action Against Canadian Bitcoin Startup Highlights Need For Securities Compliance

October 23, 2015 Articles

Pryor Cashman’s Michael Campoli Authors Law360 Article “Watch For More CFTC Regulation of Virtual Currencies”

October 05, 2015 FinTech Monitor

CFTC Continues its Focus on Bitcoin in Settlement with Swap Execution Facility

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Firm Highlights

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Investment Management

Publications

Poller Discusses High-Level Family Law Practice on Direct Examination

Wisotsky Profiled in Law.com’s “How I Made Partner” Series

Pryor Cashman Submits Comments to OCC on Proposed Appeals Process Reforms

Pryor Cashman Named to U.S. News & World Report’s 2026 Best Companies to Work For: Law Firms List

Charron Comments on World War II-era Art Restitution Challenges

Saady Quoted by Bloomberg on AI Concerns for Talent and the Role of Unions

Alberts to Speak at IBA Webinar on Crypto Dispute Resolution

Greenberg to Speak on Emerging Literary Adaptations at Copyright Society Panel

Pryor Cashman Earns Top Rankings in Legal 500 2026 Private Client Guide

Howard-Potter to Speak on Gift Tax Returns at 2026 ABA Tax Meeting